Recent Articles, Presentations & News Quotes
- "After Med-X Suspension is Lifted, SEC Warns Reg A Issuers on Reporting Deadlines," Growth Capitalist, May 18, 2017 (quotes).
- "SEC Judge Forgives Fundraising Weed Company’s Late Filing," Law360, May 9, 2017 (quotes).
- "Arbitration Advocacy: Best Practices for Approaching and Analyzing a Case," NYSBA Dispute Resolution Section, November 2016 (moderator).
- "Advisers and Investment Companies in the Crosshairs: Regulatory Actions and Private Litigation," NorthStar Summit (San Diego, CA), February 2014 (featured speaker).
- "Two mutual funds, trustees settle SEC charges over disclosures," Reuters, May 2, 2013 (quotes).
- "Lessons from the SEC's Northern Lights, Gemini Case," Ignites, May 2013 (quotes).
- "Disclosure: A Litigator's Perspective," New York Society of Security Analysts, Governance and Non-Standard Liabilities Program, July 2012 (featured speaker).
- "After the Storm: Financial Services Litigation in the Wake of the Credit Crisis," Trends in Litigation, Alston & Bird, Summer 2010.
- "Ethics Issues for In-house Lawyers," Chase Bank, June 2010 (featured panelist).
- "Foreign Bank Issuer. Foreign Plaintiff. Foreign Transaction. Class Action Exposure in the U.S. Under Federal Securities Laws?" The Banking Law Journal, May 2010.
- "Turning Point for US Mutual Fund Fees," The Financial Times, May 31, 2009 (quotes).
- "How Supreme Court Nominee May Side in Industry Fee Case," Ignites, May 28, 2009 (quotes).
- "Eighth Circuit Considers Gartenberg Factors," Investment Management NewsFlash, April 15, 2009.
- "Private Investment Funds in Distress: Guidance for Institutional Investors," Webcast, January 15, 2009 (featured speaker).
- "The Long Reach of U.S.-Style Class Actions," Class Action Media Roundtable (London), April 2008 (featured speaker)
- "Winning Strategies: Investment Manager Litigation," The Dreyfus Corporation, September 2007 (featured speaker).
- "Regulatory Risk: Undergoing an Internal Investigation," Insurance Review, Autumn 2007.
- "A Home of Their Own," New York Law Journal (covering court victory for the developmentally disabled), May 2007 (quotes).
- "Critical Issues for Conducting Internal Investigations," Reinsurance Association of America, May 2007 (featured speaker).
- "U.S. Class Actions: Fear & Loathing in Europe," Deloitte & Touche, April 2007 (featured speaker).
- "Guiltless by Association," The Lawyer, January 2007.