James F. Moyle selected as New York Super Lawyer (Securities Litigation) for 2016, New York Times Magazine Special Edition (October 2016)
Moderator: Arbitration Advocacy - Best Practices for Approaching and Analyzing a Case, NYSBA Dispute Resolution Section (November 2016)
James F. Moyle wins $2.1 million arbitration on behalf of real estate investment bank. (October 2015) 

Moyle LLC represents one of the first issuers under Regulation A+ in administrative law hearing brought by the Securities and Exchange Commission (Washington, DC) January 2017 

April 2016, James F. Moyle represents $60 billion financial services company in multi-defendant SEC enforcement investigation arising out of investment advisor's fraud. (Boston)

Recent Articles, Presentations & News Quotes

  • "After Med-X Suspension is Lifted, SEC Warns Reg A Issuers on Reporting Deadlines," Growth Capitalist, May 18, 2017 (quotes).
  • "SEC Judge Forgives Fundraising Weed Company’s Late Filing," Law360, May 9, 2017 (quotes).
  • "Arbitration Advocacy: Best Practices for Approaching and Analyzing a Case," NYSBA Dispute Resolution Section, November 2016 (moderator).
  • "Advisers and Investment Companies in the Crosshairs: Regulatory Actions and Private Litigation," NorthStar Summit (San Diego, CA), February 2014 (featured speaker).
  • "Two mutual funds, trustees settle SEC charges over disclosures," Reuters, May 2, 2013 (quotes).
  • "Lessons from the SEC's Northern Lights, Gemini Case," Ignites, May 2013 (quotes).
  • "Disclosure: A Litigator's Perspective," New York Society of Security Analysts, Governance and Non-Standard Liabilities Program, July 2012 (featured speaker).
  • "After the Storm: Financial Services Litigation in the Wake of the Credit Crisis," Trends in Litigation, Alston & Bird, Summer 2010.
  • "Ethics Issues for In-house Lawyers," Chase Bank, June 2010 (featured panelist).
  • "Foreign Bank Issuer. Foreign Plaintiff. Foreign Transaction. Class Action Exposure in the U.S. Under Federal Securities Laws?" The Banking Law Journal, May 2010.
  • "Turning Point for US Mutual Fund Fees," The Financial Times, May 31, 2009 (quotes).
  • "How Supreme Court Nominee May Side in Industry Fee Case," Ignites, May 28, 2009 (quotes).
  • "Eighth Circuit Considers Gartenberg Factors," Investment Management NewsFlash, April 15, 2009.
  • "Private Investment Funds in Distress: Guidance for Institutional Investors," Webcast, January 15, 2009 (featured speaker).
  • "The Long Reach of U.S.-Style Class Actions," Class Action Media Roundtable (London), April 2008 (featured speaker)
  • "Winning Strategies: Investment Manager Litigation," The Dreyfus Corporation, September 2007 (featured speaker).
  • "Regulatory Risk: Undergoing an Internal Investigation," Insurance Review, Autumn 2007.
  • "A Home of Their Own," New York Law Journal (covering court victory for the developmentally disabled), May 2007 (quotes).
  • "Critical Issues for Conducting Internal Investigations," Reinsurance Association of America, May 2007 (featured speaker).
  • "U.S. Class Actions: Fear & Loathing in Europe," Deloitte & Touche, April 2007 (featured speaker).
  • "Guiltless by Association," The Lawyer, January 2007.